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Commodity Futures Trading Commission
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#	Item
631	Microsoft Word - JAC Regulatory Update 14-08_JAC Website.docx Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:42:10 Financial economics Finance Futures exchanges JAC Commodity Futures Trading Commission Audit committee London International Financial Futures and Options Exchange Futures contract New York Mercantile Exchange Auditing NYSE Euronext Business
632	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.ici.org Language: English Antonin Scalia Conservatism in North America Financial markets Market liquidity Commodity Futures Trading Commission
633	Information for Notice-Registered Broker-Dealers Re: Misuse of Material, Non-Public Information: Matters for Notice-Registered Broker-Dealers to Consider when Adopting Procedures to Comply with NFA Compliance Rule 2-37( Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Securities Financial system Finance Commodity Futures Trading Commission Securities Exchange Act Securities research Futures contract National Firearms Act USA PATRIOT Act Title III Subtitle B 73rd United States Congress Financial economics United States securities law
634	Microsoft Word - Harmonization confirmation letter_final.docx Add to Reading List Source URL: www.ici.org Language: English Commodity Futures Trading Commission Commodity pool Securities regulation in the United States Regulatory compliance National Futures Association Financial system Finance Commodities market Financial economics Commodity Pool Operator
635	Appendix A to §1.20 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account [Date] [Name and Address of Bank, Trust Company, We refer to the Segregated Account(s) which Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:40 Finance Futures contract Commodity Exchange Act Derivative Commodity Futures Modernization Act Financial economics Commodity Futures Trading Commission Financial system
636	Microsoft Word - Notice of Clarification[removed]docx Add to Reading List Source URL: www.ici.org Language: English Business Commodity Futures Trading Commission Commodity Pool Operator Futures contract Commodity market Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity pool Derivative National Futures Association Commodities market Financial economics Finance
637	Microsoft Word - _81333613___1__CPO CTA Registration Compliance Outline _2014_ _2_ Add to Reading List Source URL: www.morganlewis.com Language: English - Date: 2014-12-16 15:07:48 Investment Commodity Pool Operator Commodity pool Commodity Futures Trading Commission Hedge fund Commodity trading advisor National Futures Association Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Commodities market Financial economics Finance
638	Regulatory Update TO: Chief Financial Officers Chief Compliance Officers Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:38:45 Commodity Futures Trading Commission Futures contract Federal Reserve System
639	Regulatory Update TO: Chief Compliance Officers Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:38:16 Futures contract New York Mercantile Exchange Futures exchange Commodity Futures Trading Commission Audit U.S. Futures Exchange Self-regulatory organizations Financial economics Finance Financial system
640	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.ici.org Language: English Government Investment Company Act U.S. Securities and Exchange Commission Securities regulation in the United States Law Rulemaking 76th United States Congress Financial regulation Commodity Futures Trading Commission

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